Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that California-based Commonwealth Financial Network broker/adviser Kurt Jackson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Jackson (CRD# 2913769).
Kurt Jackson has spent 21 years in the securities industry and has been registered with Commonwealth Financial Network in San Diego and San Luis Obispo, California since 2015. Previous registrations include NFP Advisor Services in San Luis Obispo, California (2002-2008) and Merrill Lynch in New York, New York (1997-2002). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on October 3, 1997; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on September 27, 1997; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 31 (Futures Managed Funds Examination), which he obtained on September 18, 2003; and Series 7 (General Securities Representative Examination), which he obtained on September 8, 1997. He is a registered broker and investment adviser with 13 US states and territories: Arkansas, California, Colorado, Georgia, Illinois, Indiana, Louisiana, Minnesota, Ohio, South Dakota, Texas, Vermont, and Washington.
According to his BrokerCheck report, he has received one customer complaint, one pending customer complaint, and one customer complaint that was closed with no action taken.
In March 2019 a customer alleged Kurt Jackson, while employed at Kestra Financial, breached his fiduciary duty and acted negligently in connection to the sale of alternative investments. The customer is seeking $500,000 in damages in the pending complaint.
In 2003 a customer alleged Kurt Jackson, while employed at Merrill Lynch, breached contract, acted negligently, breached his fiduciary duty, and made unsuitable investment recommendations. The complaint resulted in an award to the customer of $48,430.
In 1999 a customer alleged Kurt Jackson, while employed at Merrill Lynch, made unsuitable trades. The customer sought $50,000 in damages in the complaint, which was closed with no action taken.
If you have lost money investing with Kurt Jackson, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.