Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 18, 2017 indicate that Ohio-based Infinity Financial Services broker Kevin Nainiger has been the subject of several regulatory sanctions. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Nainiger (CRD# 2400386).
Kevin Nainiger has spent 22 years in the securities industry and has been registered with Infinity Financial Services in Cleveland, Ohio; Auburn, Maine; and Oakland, California since November 2016. Previous registrations include International Assets Advisory in Orlando, Florida; Investors Capital in Auburn, Maine; Commonwealth Financial Network in Falmouth, Maine; Chase Investment Services in Lyndhurst, Ohio; Banc One Securities in Chicago, Illinois; InterSecurities in St. Petersburg, Florida; Commonwealth Financial Network in Waltham, Massachusetts; Investacorp in Miami, Florida; and Chatfield Dean & Company in Greenwood Village, Colorado. He is a registered broker with six US states: Arizona, Florida, Maine, Ohio, South Carolina and Vermont.
According to his BrokerCheck report, Kevin Nainiger has received four regulatory sanctions.
In 2014 the State of Ohio sanctioned Kevin Nainiger following allegations he failed to timely report prior regulatory orders. He was issued a fine of $500.
In 2013 the State of Michigan summarily denied Kevin Nainiger’s registration in connection to his prior regulatory sanctions.
In 2012 FINRA sanctioned him following allegations he “borrowed money from customers in contravention of his member firm’s written policies and without disclosure to the firm.” He was issued a 30-day suspension and a fine of $5,000.
In 2012 the Maine Office of Securities sanctioned him following allegations he “borrowed $140,000 from a client and executed a promissory note for a mortgage to purchase real estate from the client” in contravention of firm policy. He was issued a fine of $2,500.
If you have lost money investing with Kevin Nainiger, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.