Public records published by the Financial Industry Regulatory Authority (FINRA) on June 27, 2017 indicate that California-based Morgan Stanley broker/adviser Kevin Butler has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Butler (CRD# 2986238).
Kevin Butler has spent nineteen years in the securities industry and has been registered with Morgan Stanley in Woodland Hills, California since 2010. Previous registrations include Wells Fargo Advisors in Woodland Hills, California; Prudential Securities in New York, New York; and Dean Witter Reynolds in Purchase, New York. He has passed four securities industry examinations: York; and Painewebber in Weehawken, New Jersey. He is a registered broker and investment adviser with 26 US states and territories.
According to his BrokerCheck report, he has received three customer complaints and two pending customer complaints.
In May 2017 a customer alleged Kevin Butler, while employed at Morgan Stanley Smith Barney, recommended unsuitable corporate debt investments. The customer is seeking $395,579 in damages in the pending complaint.
In 2016 a customer alleged Kevin Butler, while employed at Morgan Stanley, made unsuitable investment recommendations. The customer is seeking $275,000 in damages in the pending complaint.
In 2016 a customer alleged Kevin Butler, while employed at Morgan Stanley, made unsuitable recommendations involving equity listed products and corporate debt. The complaint settled for $70,000.
In 2015 a customer alleged he, while employed at Morgan Stanley, unsuitably recommended exchange-traded fund investments. The complaint settled for $21,000.
In 2009 a customer alleged he, while employed at Wachovia Securities, made misrepresentations and omissions of material facts, recommended unsuitable products, breached contract, and committed fraud. The complaint settled for $40,000.
If you have lost money investing with Kevin Butler, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.