Kerri Jamison (CRD#: 4348584), a registered representative with Newbridge Securities Corporation (CRD#: 104065) in Mesa, Arizona, is currently involved in three pending customer disputes, according to their BrokerCheck record accessed on May 26, 2020. Read on to learn more about these complaints against Kerri Jamison.
On January 7, 2016, clients alleged that Kerri Jamison made unsuitable investment recommendations, breached their fiduciary duty, breached their contract, engaged in common law fraud, engaged in negligent supervision, and violated the California Securities Act. The matter later settled.
On January 3, 2020, clients alleged that Kerri Jamison breached their fiduciary duty, engaged in negligence, and breached their contract. The client is seeking approximately $100,000 in damages; the matter is pending. In their Broker Comment, Kerri Jamison maintains that these clients are “sophisticated, knowledgeable, accredited investors” and that the clients acknowledged the risks inherent in the investment. It is important to note that just because a client qualifies as an accredited investor (a high-net-worth individual who has access to more speculative investments) doesn’t mean that all risky and speculative investments are suitable for a given accredited investor.
One month later, on February 3, 2020, a client alleged that Kerri Jamison made unsuitable investment recommendations, breached their fiduciary duty, and made material misrepresentations. The client is seeking $200,000 in damages; the matter is pending.
On April 20, 2020, a client alleged that Kerri Jamison engaged in negligence, breached their fiduciary duty, and breached their contract. The client is seeking approximately $100,000 in damages; the dispute is pending.
Kerry Jamison has passed the Series 66 – Uniform Combined State Law Examination, the SIE – Securities Industry Essentials Examination, and the Series 7 – General Securities Representative Examination. They are registered to sell securities in Alaska, Arizona, Arkansas, California, Colorado, Florida, Georgia, Idaho, Illinois, Indiana, Kansas, Louisiana, Maryland, Michigan, Minnesota, Nevada, New Jersey, New Mexico, North Carolina, North Dakota, Oregon, Pennsylvania, South Dakota, Virginia, and Washington.
Over their 18 years in the securities industry, Kerri Jamison has worked for five brokerage firms. In addition to Newbridge Securities Corporation (CRD#: 104065) in Mesa, Arizona, they have also worked for the following broker-dealers:
- Dewaay Financial Network LLC (CRD#: 30767)
- Associated Securities Corp. (CRD#: 12969)
- Linsco/Private Ledger Corp. (CRD#: 6413_
- Washington Square Securities, Inc. (CRD#: 2882)
If Kerri Jamison was your broker and you have concerns about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn about your options for investment loss recovery. Call (877) 238-4175 or email firstname.lastname@example.org for your free case consultation with a securities attorney.