Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 1, 2017 indicate that former New Jersey-based Raymond James Financial Services broker/adviser Kenneth Fitzpatrick is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fitzpatrick (CRD# 1850858).
Kenneth Fitzpatrick has spent 27 years in the securities industry and has been registered with Raymond James Financial Services in Toms River, New Jersey since 2009. Previous registrations include Citigroup Global Markets in Toms River, New Jersey (1994-2009) and PFS Investments in Duluth, Georgia (1988-1992). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 28, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 15, 1988; Series 7 (General Securities Representative Examination), which he obtained on June 8, 1994; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 5, 1988; and Series 26 (Investment Company Products/Variable Contracts Principal Examination), which he obtained on March 5, 1990. He is a registered broker and investment adviser with nine US states: Arizona, Florida, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania and Virginia.
According to his BrokerCheck report, he has received one pending customer complaint.
In October 2017 a customer alleged Kenneth Fitzpatrick, while employed at Raymond James Financial Services, over-concentrated investments in the account, recommended unsuitable investment products, acted negligently, breached his fiduciary duty, was negligent in his supervisory duties and breached contract in connection to investments in listed equities. The customer is seeking $100,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Kenneth Fitzpatrick, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.