Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell
BBB Accredited Business

Excessive Trading Complaint for Morgan Stanley Broker, Keith Kordich

Keith KordichThe securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Florida-based Morgan Stanley broker Keith Kordich (CRD# 2743797).

Keith Kordich has spent seventeen years in the securities industry and has been registered with Morgan Stanley in Boca Raton, Florida since 2011. Previous registrations include Stifel Nicolaus & Company in Boca Raton, Florida (2007-2011); Ryan Beck & Company in Boca Raton, Florida (2002-2007); Gruntal & Company in New York, New York (2001-2002); and Ladenburg Thalmann & Company in New York, New York (1998-2001). He is a registered broker in nineteen US states.

According to his BrokerCheck report, Keith Kordich is the subject of two customer complaints and three denied customer complaints.

In 2013 a customer alleged Keith Kordich, while employed at Morgan Stanley, excessively traded the account between May 2011 and September 2012. The complaint settled in 2014 for $43,000.

In 2001 a customer alleged Keith Kordich, while employed at Ladenburg Thalmann & Company, misrepresented material facts, breached his fiduciary duty, and breached contract. The complaint settled for $9,500.

In 2011 a customer alleged Keith Kordich, while employed at Ladenburg Thalmann & Company, misrepresented and omitted material facts, offered private securities, recommended unsuitable investments, sold away, and failed to supervise accounts. The customer sought $500,000 in damages in the complaint, which was denied.

In 2000 a customer alleged Keith Kordich, while employed at Ladenburg Thalmann & Company, executed unauthorized trades. The customer sought more than $72,600 in damages in the complaint, which was denied.

In 2000 a customer alleged Keith Kordich, while employed at Ladenburg Thalmann & Company, failed to sell a restricted stock. The customer sought $16,990 in damages in the complaint, which was denied.

If you or someone you know has lost money investing with Keith Kordich, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: you will only pay Fitapelli Kurta if and when you collect money. Time to file your claim may be limited, so we encourgae you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

Contact Information