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Keith Kordich: Investor Seeks $300,000 in Complaint Against Ameriprise Rep

Keith Kordich Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that Florida-based Ameriprise Financial Services broker/adviser Keith Kordich has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kordich (CRD# 2743797).

Keith Kordich has spent 21 years in the securities industry and has been registered with Ameriprise Financial Services in Boca Raton, Florida since January 2019. Previous registrations include Morgan Stanley in Boca Raton, Florida (2011-2019); Stifel Nicolaus & Company in Boca Raton, Florida (2007-2011); Ryan Beck & Company in Boca Raton, Florida (2002-2007); Gruntal & Company in New York, New York (2001-2002); and Ladenburg Thalmann & Company in New York, New York (1998-2001). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 1, 2018; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 6, 1998; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which he obtained on January 28, 1998. He is a registered broker and investment adviser with 13 US states and territories: California, Colorado, Connecticut, Florida, Georgia, Indiana, Nevada, New Jersey, New York, North Carolina, Pennsylvania, South Carolina, and Texas.

According to his BrokerCheck report, he has received two customer complaints, one pending customer complaint, and three customer complaints that were closed or denied.

In February 2019 a customer alleged Keith Kordich, while employed at Morgan Stanley, recommended unsuitable stock products. The customer is seeking $300,000 in damages in the pending complaint.

In 2013 a customer alleged Keith Kordich, while employed at Morgan Stanley, engaged in excessive trading. The complaint settled for $43,000.

In 2001 a customer alleged Keith Kordich, while employed at Ladenburg Thalmann & Company, misrepresented material facts, breached his fiduciary duty, and breached contract. The complaint settled for $9,500.

In 2001 a customer alleged he, while employed at Ladenburg Thalmann & Company, misrepresented and omitted material facts, engaged in private securities transactions, recommended unsuitable investments, and sold investments away from the firm. The customer sought $500,000 in damages in the complaint, which was denied.

In 2000 a customer alleged he, while employed at Ladenburg Thalmann & Company, executed unauthorized trades. The customer sought more than $72,600 in damages in the complaint, which was denied.

In 2000 a customer alleged he, while employed at Ladenburg Thalmann & Company, failed to sell restricted stock. The customer sought $16,990 in damages in the complaint, which was denied.

If you have lost money investing with Keith Kordich, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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