Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 27, 2018 indicate that New York-based JP Morgan Securities broker Justin Lopez has received pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lopez (CRD# 5162263).
Justin Lopez has spent eleven years in the securities industry and has been registered with JP Morgan Securities in Mineola, New York since 2016. Previous registrations include Craig Scott Capital in Uniondale, New York (2012-2015); Brookstone Securities in Uniondale, New York (2010-2012); and JHS Capital Advisors in Tampa, Florida (2006-2010). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 21, 2006; Series 7 (General Securities Representative Examination), which he obtained on September 19, 2006; and Series 24 (General Securities Principal Examination), which he obtained on . He is a registered broker with five US states: Connecticut, New Jersey, New York, North Carolina, and Texas. His self-regulatory organization (SRO) registrations include: BOX Exchange LLC, Cboe Exchange Inc., FINRA, Investors’ Exchange LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received two pending customer complaints.
In July 2018 a customer alleged Justin Lopez, while employed at Craig Scott Capital, executed excessive trades, made unauthorized transactions, and recommended unsuitable investments. The customer is seeking $5,563,792 in damages in the pending complaint.
In May 2017 a customer alleged Justin Lopez, while employed at Craig Scott Capital, recommended unsuitable investments and engaged in excessive trading. The customer is seeking $55,855 in damages in the pending complaint.
If you have complaints regarding Justin Lopez, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.