Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that New York-based National Securities Corporation broker Joseph Varvara has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Varvara (CRD# 4988088).
Joseph Varvara has spent 11 years in the securities industry and has been registered with National Securities in New York, New York since 2013. Previous registrations include Charles Vista in Staten Island, New York; Newbridge Securities in New York, New York; First Republic Group in New York, New York; and Joseph Stevens & Company in Brooklyn, New York. He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 24 (General Securities Principal Examination); and Series 4 (Registered Options Principal Examination). He is a registered broker with 35 US states and territories.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In July 2017 a customer alleged Joseph Varvara, while employed at Charles Vista, recommended unsuitable investments in over-the-counter equities. The customer is seeking $43,823 in damages in the pending complaint.
In 2009 a customer alleged Joseph Varvara, while employed at Newbridge Securities Corporation, sold a certain position or positions as a loss. The complaint settled in 2010 for $3,000.
If you have lost money investing with Joseph Varvara, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.