Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 12, 2018 indicate that New York-based Worden Capital Management broker Joseph Todaro has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Todaro (CRD# 5708585).
Joseph Todaro has spent six years in the securities industry and has been registered with Worden Capital Management in Melville, New York since March 2018. Previous registrations include Spartan Capital Securities in Garden City, New York (2016-2018); Laidlaw & Company in Melville, New York (2015-2016); Craig Scott Capital in Uniondale, New York (2015); Rockwell Global Capital in Melville, New York (2012-2015); and EKN Financial Services in Melville, New York (2012). He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 19, 2012, and Series 7 (General Securities Representative Examination), which he obtained on February 1, 2012. He is a registered broker with eight US states: Arkansas, California, Florida, Kansas, Michigan, Minnesota, New York, and Oregon.
According to his BrokerCheck report, he has received two pending customer complaints.
In November 2017 a customer alleged Joseph Todaro, while employed at Spartan Capital Securities, breached his fiduciary duty, churned investments, and charged excessive commissions. The customer is seeking $184,241 in damages in the pending complaint.
In September 2017 a customer alleged Joseph Todaro, while employed at Rockwell Global Capital, churned the account and charged excessive commissions in connection to investments in common and preferred stock. The customer is seeking $82,699 in damages in the pending complaint.
If you or someone you know has a complaint regarding Joseph Todaro, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.