Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 12, 2017 indicate that Arkansas-based Merrill Lynch broker/adviser Joseph Boskus has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Boskus (CRD# 4077971).
Joseph Boskus has spent 17 years in the securities industry and has been registered with Merrill Lynch in Rogers, Arkansas since 2006. He was previously registered with Morgan Stanley DW in Rogers, Arkansas (2000-2006). He has passed five securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 7 (General Securities Representative Examination); Series 9 (General Securities Sales Supervisor – Options Module Examination); and Series 10 (General Securities Sales Supervisor – General Module Examination); and Series 31 (Futures Managed Funds Examination). He is a registered broker and investment adviser with 48 US states and territories.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In April 2017 a customer alleged Joseph Boskus, while employed at Merrill Lynch, misrepresented and omitted material facts related to an investment recommended in March 2015. The customer is seeking $1,693,623 in damages in the pending complaint.
In 2008 a customer alleged Joseph Boskus, while employed at Merrill Lynch, failed to follow instructions in connection to a closed-end management investment company. The customer sought $12,712 in damages in the complaint, which was denied.
If you or someone you know has lost money investing with Joseph Boskus, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.