Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 18, 2018 indicate that former New York-based Voya Financial Advisors broker Jonathan Wiley was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wiley (CRD# 5460021).
Jonathan Wiley has spent 10 years in the securities industry and was most recently registered with Voya Financial Advisors in Long Island City, New York (2015-2018). He was previously registered with National Securities Corporation in Westbury, New York (2007-2015). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on January 19, 2008; Series 3 (National Commodity Futures Examination), which he obtained on January 5, 2009; Series 7 (General Securities Representative Examination), which he obtained on December 13, 2007; and Series 30 (NFA Branch Manager Examination), which he obtained on April 8, 2010. He is currently not registered with any state or firm.
According to his BrokerCheck report, he was discharged from his former employer in connection to alleged rule violations and he has received a customer complaint that was closed with no action taken.
In March 2018 he was terminated from his position at Voya Financial Advisors in connection to allegations he participated unapproved discretionary trades.
In 2013 a customer alleged Jonathan Wiley, while employed at National Securities Corporation, made poor investment recommendations and provided poor advice. The customer sought $50,000 in damages in the complaint, which was closed with no action taken.
If you or someone you know has lost money investing with Jonathan Wiley, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.