Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 6, 2018 indicate that Arizona-based Merrill Lynch broker/adviser Jonathan Rankin has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rankin (CRD# 5149316).
Jonathan Rankin has spent 10 years in the securities industry and has been registered with Merrill Lynch in Scottsdale, Arizona since 2007. He has no previous registrations. He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on September 22, 2007; Series 7 (General Securities Representative Examination), which he obtained on August 28, 2007; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on February 19, 2013; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on September 7, 2012. He is a registered broker and investment adviser with 47 US states and territories and with more than 20 self-regulatory organizations (SROs), including: BOX Options Exchange LLC, Bats EDGX Exchange, the Chicago Board Options Exchange, the Chicago Stock Exchange, FINRA, Investors’ Exchange, NYSE American LLC, Nasdaq BX, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In November 2017 a customer alleged Jonathan Rankin, while employed at Merrill Lynch, misrepresented and omitted material facts regarding a variable annuity issued in May 2017. The customer is seeking unspecified damages in the pending complaint.
In 2016 a customer alleged Jonathan Rankin, while employed at Merrill Lynch, executed unauthorized trades, made misrepresentations of material facts, and omitted material facts related to investments from June 2015 to January 2016. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has a complaint regarding Jonathan Rankin, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.