Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that New York-based Oppenheimer & Company broker Jonathan Gold has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gold (CRD# 1010319).
Jonathan Gold has spent 36 years in the securities industry and has been registered with Oppenheimer & Company in Jericho, New York since August 2017. Previous registrations include Stifel Nicolaus & Company in Garden City, New York (2012-2017); Janney Montgomery Scott in Garden City, New York (2007-2012); Wachovia Securities in Manhasset, New York (2004-2007); Merrill Lynch in New York, New York (2000-2004); Prudential Securities in New York, New York (1993-2000); Lehman Brothers in New York, New York (1982-1993); Lehman Brothers Kuhn Loeb (1982-1984); and EF Hutton & Company (1982). He has passed five securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on October 5, 1982; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on January 16, 1982; Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on November 22, 2005; and Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on May 25, 2005. He is a registered broker with three US states: Connecticut, New Jersey, and New York.
According to his BrokerCheck report, he has received one pending customer complaint.
In December 2018 a customer alleged Jonathan Gold, while employed at Stifel Nicolaus & Company, recommended unsuitable investments, misrepresented and omitted material facts, and executed excessive trades in municipal bond products. The customer is seeking $414,389 in damages in the pending complaint.
If you or someone you know has lost money investing with Jonathan Gold, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim matt be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.