Public records published by the Financial Industry Regulatory Authority (FINRA) on May 18, 2018 indicate that Alabama-based Synovus Securities broker/adviser Jonathan Duke has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Duke (CRD# 1319561).
Jonathan Duke has spent 33 years in the securities industry and has been registered with Synovus Securities in Birmingham and Tuscaloosa, Alabama since 2005. Previous registrations include Southtrust Securities in Birmingham, Alabama (1986-2005); Liberty Securities Corporation in Purchase, New York (1998-2000); Independent Financial Securities (1996-1998); IDS Financial Services (1984-1986); and IDS Marketing Corporation (1984-1986). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 17, 2005; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 13, 1984; Series 7 (General Securities Representative Examination), which he obtained on May 17, 1986; Series 22 (Direct Participation Programs Representative Examination), which he obtained on January 30, 1985; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 11, 1984. He is a registered broker and investment adviser with 15 US states and territories: Alabama, Arizona, Florida, Georgia, Idaho, Indiana, Kansas, Kentucky, Montana, New Jersey, North Carolina, Ohio, South Carolina, Tennessee, and Virginia.
According to his BrokerCheck report, he has received one pending customer complaint.
In April 2018 a customer alleged Jonathan Duke, while employed at Synovus Securities, breached his fiduciary duty in connection to an investment in certificates of deposit. The customer is seeking $200,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Jonathan Duke, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.