Published on:

John Openshaw Has Received Nine customer Complaints

By

John Openshaw

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 5, 2017 indicate that Wisconsin-based Freedom Investors broker John Openshaw has been the subject of numerous resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Openshaw (CRD# 2306112).

John Openshaw has spent nineteen years in the securities industry and has been registered with Freedom Investors in Brookfield, Wisconsin since 2016. Previous registrations include Port Securities in Newport Beach, California; Newport Coast Securities in Irvine, California; First Wall Street Corporation in La Jolla, California; AG Edwards & Sons in St. Louis, Missouri; and Chatfield Dean & Company in Greenwood Village, Colorado. He is a registered broker and investment adviser with two US states: California and Nevada.

According to his BrokerCheck report, he has received nine customer complaints and one pending customer complaint.

In February 2017 a customer alleged John Openshaw, while employed at Newport Coast Securities, recommended unsuitable products. The customer is seeking $70,000 in damages in the pending complaint.

In 2004 a customer alleged John Openshaw, while employed at First Wall Street, committed fraud, misrepresented material facts, acted negligently, engaged in conspiracy, breached his fiduciary duty, and breached contract. The complaint settled for $350,000.

In 2003 a customer alleged John Openshaw, while employed at First Wall Street, breached his fiduciary duty, breached contract, committed fraud, and made unsuitable recommendations. The complaint settled for $92,500.

In 2003 a customer alleged he, while employed at First Wall Street, misrepresented and omitted material facts, acted negligently, and breached contract. The complaint settled for $285,000.

In 2003 a customer alleged he, while employed at First Wall Street, made material misrepresentations and omissions, breached his fiduciary duty, and acted negligently. The complaint settled for $34,000.

In 2002 a customer alleged he, while employed at First Wall Street, intentionally misrepresented material facts, breached his fiduciary duty, breached contract, and negligently inflicted emotional distress. The complaint settled for $190,000.

If you or someone you know has complaints regarding John Openshaw, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.