The complaint, filed on August 8, 2014, alleges that John Vanneman made unsuitable investment recommendations to the customer. The customer is seeking approximately $43,000 in damages.
According to FINRA Rules, brokers like John G. Vanneman have a duty to “know their customers” meaning they must consider factors like the client’s financial wherewithal, investment goals, and level of sophistication, before recommending any investment to them. A broker may only recommend investments which are suitable for that specific investor.
John G. Vanneman is currently employed at Signator Investors, Inc. in Roseville, California. Vanneman has been registered here since 2008 and has been a registered broker in the securities industry for six years.
If you have a complaint regarding John G. Vanneman or Signator Investors, Inc., call 877-238-4175. You may be entitled to recover your losses.
If you or someone you know has lost money investing with John G. Vanneman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.