Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Connecticut-based Merrill Lynch broker/adviser John Campeau has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Campeau (CRD# 1632249).
John Campeau has spent 30 years in the securities industry and has been registered with Merrill Lynch in New Haven, Connecticut since November 2017. Previous registrations include UBS Financial Services in New Haven, Connecticut (2008-2017); Citigroup Global Markets in New Haven, Connecticut (1990-2008); Shearson Lehman Hutton in New York, New York (1988-1990); and EF Hutton & Company (1987-1988). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on April 23, 1987; Series 3 (National Commodity Futures Examination), which he obtained on August 7, 1987; and Series 7 (General Securities Representative Examination), which he obtained on March 21, 1987. He is a registered broker and investment adviser with 13 US states and territories: California, Connecticut, the District of Columbia, Florida, Indiana, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina, Vermont and West Virginia.
According to his BrokerCheck report, he has received one pending customer complaint and one denied customer complaint.
In November 2017 a customer alleged John Campeau, while employed at UBS Financial Services, failed to disclose fees associated with managed wrap accounts. The customer is seeking $102,204 in damages in the pending complaint.
In 2007 a customer alleged John Campeau, while employed at Citigroup Global Markets, sold all of her stocks without her knowledge. The customer sought $25,000 in damages in the complaint, which was denied.
If you or someone you know has a complaint regarding John Campeau, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.