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John Boatright: Suitability Complaints

John BoatrightPublic records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 14, 2018 indicate that Georgia-based Newbridge Securities Corporation broker John Boatright has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Boatright (CRD# 2545676).

John Boatright has spent 23 years in the securities industry and has been registered with Newbridge Securities Corporation in Duluth, Georgia since 2016. Previous registrations include Summit Brokerage Services in Duluth, Georgia (2015-2016); JP Turner & Company in Duluth, Georgia (1997-2015); Argent Securities in Atlanta, Georgia (1995-1997); Barron chase Securities in Boca Raton, Florida (1995); First Colonial Securities in Boca Raton, Florida (1995); La Jolla Capital Corporation in San Diego, California (1994-1995); and Joseph Charles & Associates in Boca Raton, Florida (1994). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 3, 1995; Series 7 (General Securities Representative Examination), which he obtained on November 15, 1994; and Series 24 (General Securities Principal Examination), which he obtained on March 31, 2014. He is a registered broker with nine US states: California, Florida, Georgia, Maryland, Mississippi, New York, South Carolina, Texas, and Virginia. He is registered with two self-regulatory organizations (SROs): FINRA and the Nasdaq Stock Market.

According to his BrokerCheck report, he has received two customer complaints and one pending customer complaint.

In May 2018 a customer alleged John Boatright, while employed at Summit Brokerage Services, recommended unsuitable investments and acted negligently. The customer is seeking $46,000 in damages in the pending complaint.

In 2001 a customer alleged John Boatright, while employed at JP Turner & Company, churned investments, excessively turned over investments, and incurred excessive account maintenance costs. The complaint settled in 2002 for $50,000.

In 2000 a customer alleged John Boatright, while employed at JP Turner & Company, misrepresented material facts, churned investments, acted negligently, breached his fiduciary duty, and made unsuitable investment recommendations in common and preferred stock products. The complaint settled in 2001 for $42,500.

If you have lost money investing with John Boatright, you may be entitled to recoup your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis, which means we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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