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Joe Medrano Recently Resigned From His Former Employer Following Alleged Rule Violations

Joe Medrano

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 26, 2018 indicate that former Colorado-based LPL Financial broker/adviser Joe Medrano recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Medrano (CRD# 1393377).

Joe Medrano has spent 22 years in the securities industry and was most recently registered with LPL Financial in Golden, Colorado (2006-2018). Previous registrations include Mutual Service Corporation in Boston, Massachusetts (2002-2005); FFP Securities in Chesterfield, Missouri (2001-2002); SunAmerica Securities in Phoenix, Arizona (2001); FFP Securities in Chesterfield, Missouri (1999-2000); Anchor National Financial Services (1987-1988); New England Securities Corporation (1986-1987); and Anchor National Financial Services (1985-1986). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on January 19, 2002; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 1, 2000; Series 7 (General Securities Representative Examination), which he obtained on May 20, 1999; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 4, 1999. He is currently not registered with any state or firm.

According to his BrokerCheck report, Joe Medrano recently resigned from his former employer in connection to alleged rule violations and has received four unsatisfied tax liens.

In January 2018 Joe Medrano voluntarily resigned from his position at LPL Financial in connections to allegations involving discretionary trading.

In 2015 the State of Colorado filed a tax lien totaling $3,027 against him. The lien remains outstanding.

In 2013 the Internal Revenue Service filed a tax lien totaling $4,988.23 against him. The lien remains outstanding.

In 2011 the Internal Revenue Service filed a tax lien totaling $1,374 against him. The lien remains outstanding.

In 2011 the Internal Revenue Service filed a tax lien totaling $20,697 against him. The lien remains outstanding.

If you or someone you know has lost money investing with Joe Medrano, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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