Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 8, 2017 indicate that Texas-based Lowell & Company broker/adviser Jody Bowers has received a pending customer dispute and was terminated from a former employer. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bowers (CRD# 4798818).
Jody Bowers has spent eleven years in the securities industry and has been registered with Lowell & Company in Lubbock, Texas since 2014. Previous registrations include Sagepoint Financial in Abilene, Texas (2012-2014); First Heartland Capital in Abilene, Texas (2007-2012); and Merrill Lynch in Lubbock, Texas (2005-2006). He has passed two securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on May 29, 2004, and Series 7 (General Securities Representative Examination), which he obtained on March 14, 2005. He is registered as a broker and investment adviser with one US state: Texas.
According to his BrokerCheck report, he has received one pending customer complaint and was discharged from a former employer.
In August 2017 a customer alleged Jody Bowers, while employed at Sagepoint Financial, Lowell & Company, and First Heartland Capital, recommended unsuitable products and over-concentrated the account in exchange-traded fund products. The customer is seeking $6,000,000 in damages in the pending complaint.
In 2012 he was terminated from his position at First Heartland Capital following allegations he entered into a business transaction with a customer without the firm’s specific written approval, participated in an outside business activity which was not disclosed to the firm in writing or acknowledged by the firm prior to participation, and accepted client checks which were made payable to him and/or his company.
If you or someone you know has complaints regarding Jody Bowers, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.