Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 30, 2017 indicate that Illinois-based Wells Fargo Clearing Services broker/adviser Jeffrey Berenson has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Berenson (CRD# 1573784).
Jeffrey Berenson has spent 31 years in the securities industry and has been registered with Wells Fargo Clearing Services in Orland Park, Illinois since 2000. He was previously registered with Prudential Securities Incorporated in New York, New York (1986-2000). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on April 28, 1994; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 11, 1986; Series 7 (General Securities Representative Examination), which he obtained on October 18, 1986; and Series 8 (General Securities Sales Supervisor Examination [Options Module & General Module]), which he obtained on August 15, 1991. He is a registered broker and investment adviser with eleven US states and territories: Alabama, Arizona, California, Florida, Illinois, Indiana, Maryland, Nevada, New Jersey, New York, and Wisconsin. He is registered with five self-regulatory organizations (SROs): FINRA, NYSE American LLC, Nasdaq PHLX LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one pending customer complaint.
In October 2017 a customer alleged Jeffrey Berenson, while employed at Wells Fargo Clearing Services, recommended unsuitable investments. The customer is seeking at least $250,000 in damages in the pending complaint.
If you or someone you know has lost money investing with Jeffrey Berenson, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.