Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 13, 2019 indicate that former California-based Independent Financial Group broker/adviser Jason Reynolds, who has received customer disputes, was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Reynolds (CRD# 2732394).
Jason Reynolds has spent 15 years in the securities industry and was most recently registered with Independent Financial Group in Beverly Hills, California (2016-2019). Previous registrations include Royal Alliance Associates in Los Angeles, California (2013-2016); LPL Financial in Santa Monica, California (2012-2013); Sagepoint Financial in Santa Monica, California (2012); Kovack Securities in Fairmont, West Virginia (2010-2011); Ameriprise Financial Services in Beverly Hills, California (2003-2010); IDS Life Insurance Company in Minneapolis, Minnesota (2003-2006); and Euro-Atlantic Securities in Boca Raton, Florida (1996). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on October 20, 2003; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 3, 1996; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 9, 2003. He is currently not registered with any state or firm.
According to his BrokerCheck report, he has received two customer complaints and was discharged from a former employer in connection to alleged rule violations.
In February 2019 a customer alleged Jason Reynolds, while employed at Independent Financial Group, used “advertising/communication(s) with the public” for which he did not first seek or obtain firm approval.
In 2010 a customer alleged Jason Reynolds, while employed at Ameriprise Financial Services, recommended unsuitable real estate investment trust (REIT) purchases. The complaint settled for $180,440.
In 2009 a customer alleged Jason Reynolds, while employed at Ameriprise Financial Services, made unauthorized trades in connection with their variable universal life insurance policies. The complaint settled for more than $14,500.
If you or someone you know has a complaint regarding Jason Reynolds, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.