Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that former California-based Accelerated Capital Group broker/adviser Janet Ross has been named in a FINRA investigation and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Ross (CRD# 4381729).
Janet Ross has spent 12 years in the securities industry and was most recently registered with Accelerated Capital Group in Irvine, California (2012-2017). Previous registrations include Newport Coast Securities in New York, New York; Green Street Advisors in Newport Beach, California; and Brookstreet Securities in Irvine, California. She is currently not registered with any state or firm.
According to her BrokerCheck report, she has received three customer complaints and one pending customer complaint, was discharged from her former employer, and has been named in a FINRA investigation.
In February 2017 she was terminated from her position at Accelerated Capital Group following allegations she “Failed to follow the firm’s policies and procedures related to her role and job description as CCO.”
In December 2016 she was named in a FINRA investigation into allegations of “Potential violations of FINRA Rule 2010 (Standards of Commercial Honor and Principals of Trade), FINRA 1122 (Filing of Misleading Information as to Membership or Registration), NASD Rules 3010(a) and Rule 3010(b)and 3010(e) (Supervision) (for conduct before December 1, 2014) and FINRA Rules 3110(a) and 3110(b) (Supervision).” The investigation remains pending.
In 2016 a customer alleged Janet Ross, while employed at Accelerated Capital Group, acted negligently and breached her fiduciary duty. The complaint settled “in full without any payment from or liability on the part of Ms. Ross” for $5,000.
In 2016 a customer named Janet Ross, in her capacity as control person at Accelerated Capital Group, in a complaint alleging breach of fiduciary duty and violation of securities laws by another registered representative. The complaint settled for $110,000.
In 2016 a customer named Janet Ross, in her capacity as control person at Accelerated Capital Group, in a complaint alleging unauthorized and excessive trading by another registered representative. The complaint settled for $165,000.
If you or someone you know has lost money investing with Janet Ross, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.