In 2012 a customer filed a complaint against LPL Financial broker, Jamie Spencer Head alleging Mr. Head recommended unsuitable investments to a customer between 2006 and 2012. The complaint settled for $150,000.
In 2011 a FINRA arbitration panel entered an award against Jamie Spencer Head on allegations that he, along with LPL financial, violated sales practices. LPL Financial was found liable and ordered to pay over $4,000 in compensatory damages.
If you or someone you know has lost money investing with Jamie Spencer Head, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.