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James Furlong Was Terminated Following Alleged Rule Violations


James Furlong

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 11, 2017 indicate that former Virginia-based UBS Financial Services broker/adviser James Furlong, also known as Jim Furlong and James Alva Robinson, was discharged from his former employer and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Furlong (CRD# 5017047).

James Furlong has spent eleven years in the securities industry and was most recently registered with UBS Financial Services in Roanoke, Virginia (2014-2016). Previous registrations include Wells Fargo Advisors in Salem, Virginia (2013-2014); Scottrade, Incorporated in Roanoke, Virginia (2006-2013); and Ameriprise Financial Services in Minneapolis, Minnesota (2005-2013). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 66 (Uniform Combined State Law Examination); Series 7 (General Securities Representative Examination); and Series 24 (General Securities Principal Examination). Mr. Furlong is currently not registered with any state or firm.

According to his BrokerCheck report, James Furlong was terminated from his former employer in connection to alleged rule violations.

In November 2016 James Furlong was discharged from his position at UBS Financial Services “when the firm concluded that an email was altered to facilitate a transaction involving a long term care insurance policy.”

If you or someone you know has complaints regarding James Furlong (also known as Jim Furlong and James Alva Robinson) or UBS Financial Services, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: Fitapelli Kurta only receives payment if and when you collect money. Time to file your claim may be limited by law, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.