Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that former South Dakota-based Independent Financial Group broker Jeffrey Schwebach was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Schwebach (CRD# 1606537).
Jeffrey Schwebach has spent 30 years in the securities industry and was most recently registered with Independent Financial Group in Dell Rapids, South Dakota (2010-2018). Previous registrations include Allegiant Securities in Miami, Florida (2009-2010); Princor Financial Services Corporation in Dell Rapids, South Dakota (2007-2009); Quest Capital Strategies in Lake California (2003-2005); and Pruco Securities Corporation in Newark, New Jersey (1987-2003). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 7, 1997; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on January 5, 1987; Series 7 (General Securities Representative Examination), which he obtained on September 19, 1987; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 5, 1987. He is currently not registered as a broker with any state or firm.
According to his BrokerCheck report, he was recently discharged from his former employer in connection to alleged rule violations.
In June 2018 he was terminated from his position at Independent Financial Group in connection to allegations he violated firm policy regarding a customer complaint and failed to “accurately nature” certain outside business activities.
If you or someone you know has lost money investing with Jeffrey Schwebach, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.