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Henry Krich, Phoenix Broker, Involved in Pending Investor Dispute

Henry Krich (CRD#: 4044044), a registered representative with Wells Fargo Clearing Services LLC (CRD#: 19616) in Phoenix, Arizona, is currently involved in a pending investor dispute, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to this dispute? Read on to learn more. 

Henry Krich

On May 28, 2020, a client filed an investor complaint against Henry Krich. The client is alleging that the broker failed to follow instructions and thus failed to implement protection for his client. The dispute is pending. 

Henry Krich has passed the Series 65 – Uniform Investment Adviser Law Examination, the Series 63 – Uniform Securities Agent State Law Examination, the SIE – Securities Industry Essentials Examination, and the Series 7 – General Securities Representative Examination. He is a registered representative and Registered Investment Adviser (RIA) in Arizona. He is also licensed to sell securities in California, Colorado, Florida, Hawaii, Idaho, Nevada, and Wyoming.

Over his 20-year career in the securities industry, Henry Krich has worked for five firms. In addition to Wells Fargo Clearing Services LLC (CRD#: 19616) in Phoenix, Arizona, he has worked for:

  • J.P. Morgan Securities LLC (CRD#: 79)
  • Chase Investment Services Corp. (CRD#:25574
  • Banc One Securities Corporation (CRD#:16999
  • Equity Services, Inc. (CRD#:265)

If Henry Krich was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn more about your options for investment loss recovery. Call (877) 238-4175 or email info@fkesq.com for your free case consultation with a securities attorney. 

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