Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell

Heather Weber Faces Pending Complaint

Heather Weber

Publicly-available records provided by the Financial Industry Regulatory Authority (FINRA) on February 18, 2016, Florida-based Merrill Lynch broker/adviser Heather Weber is the subject of several settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Weber (CRD# 2911524).

Heather Weber has spent 18 years in the securities industry and has been registered with Merrill Lynch in Tampa, Florida since 2006. Previous registrations include Citigroup Global Markets in Sarasota, Florida (1999-2006) and JB Hanauer & Company in Parsippany, New Jersey (1997-1999). She is a registered broker and investment adviser in 45 US states.

According to her BrokerCheck report, Heather Weber is the subject of one customer complaint, three denied customer complaints, and two pending customer complaints.

  • In September 2015 a customer alleged Heather Weber, while employed at Merrill Lynch, misrepresented and omitted material facts, and made unsuitable investment recommendations. The customer is seeking $475,000 in damages in the pending complaint.
  • In 2014 a customer alleged Heather Weber, while employed at Merrill Lynch, misrepresented and omitted material facts related to unsuitable investment recommendations. The customer is seeking $1,500,000 in damages in the pending complaint.
  • In 2014 a customer alleged Heather Weber, while employed at Merrill Lynch, misrepresented material facts related to investments. The customer sought unspecified damages in the complaint, which was denied.
  • In 2013 a customer alleged Heather Weber, while employed at Merrill Lynch, misrepresented and omitted material facts and recommended unsuitable investments. The complaint settled in 2015 for $60,000.
  • In 2002 a customer alleged Heather Weber, while employed at Salomon Smith Barney, made material misrepresentations with respect to the purchase of an equity. The customer sought unspecified damages in the complaint, which was denied.
  • In 2001 a customer alleged Heather Weber, while employed at Salomon Smith Barney, misrepresented material facts related to the purchase of an annuity. The customer sought unspecified damages in the complaint, which was denied.

If you or someone you know has a complaint regarding Heather Weber, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup losses. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

Contact Information