Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that Rhode Island-based UBS Financial Services broker/adviser Gregory Voigt has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Voigt (CRD# 1875762).
Gregory Voigt has spent 28 years in the securities industry and has been registered with UBS Financial Services in Providence, Rhode Island since May 2016. He was previously registered with Merrill Lynch in Providence, Rhode Island (1988-2016). He has passed three securities industry examinations: Series 66 (Uniform Combined State Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination). He is a registered broker and investment adviser with 14 US states and territories: California, Connecticut, Delaware, the District of Columbia, Florida, Maine, Massachusetts, New Hampshire, New York, North Carolina, Pennsylvania, Rhode Island, South Carolina and Washington.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In July 2017 a customer alleged Gregory Voigt, while employed at Merrill Lynch, recommended unsuitable investments in municipal bonds and structured products, executed excessive trades, and misrepresented material facts. The customer is seeking $700,000 in damages in the pending complaint.
In 2001 a customer alleged Gregory Voigt, while employed at Merrill Lynch, misrepresented the tax aspects of a variable annuity investment. The complaint settled for more than $3,000.
If you or someone you know has lost money investing with Gregory Voigt, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.