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Gregory Schaff Has Been the Subject of Three Customer Complaints


Gregory Schaff

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 1, 2017 indicate that Kansas-based Oppenheimer & Company broker/adviser Gregory Schaff has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Schaff (CRD# 1546820).

Gregory Schaff has spent 30 years in the securities industry and has been registered with Oppenheimer & Company in Leawood, Kansas since 2006. Previous registrations include Wachovia Securities in Overland Park, Kansas; Prudential Securities in New York, New York; George K. Baum & Company in Kansas City, Missouri; Piper Jaffray in Minneapolis, Minnesota; Shearson Lehman Hutton; EF Hutton & Company; and Waddell & Reed. He is a registered broker and investment adviser with 14 US states and territories: Alaska, Arizona, Arkansas, California, Colorado, Delaware, Florida, Kansas, Minnesota, Missouri, Oregon, Puerto Rico, Tennessee and Texas.

According to his BrokerCheck report, he has received three customer complaints.

In 2014 a customer alleged Gregory Schaff, while employed at Oppenheimer & Company, failed to properly supervise the broker who serviced her account. The complaint settled for $90,000.

In 2004 a customer alleged Gregory Schaff, while employed at Wachovia Securities, recommended unsuitable investments. The complaint settled for $23,000.

In 2001 a customer alleged Gregory Schaff, while employed at George K. Baum & Company, failed in his supervisory duties as branch manager over another broker. The complaint settled for $95,000.

If you or someone you know has complaints regarding Gregory Schaff, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited by law, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.