Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 8, 2017 indicate that former Illinois-based Sigma Financial Corporation broker/adviser Gregory Rusnak has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rusnak (CRD# 1505212).
Gregory Rusnak has spent 31 years in the securities industry and has been registered with Sigma Financial Corporation in St. Charles, Indiana since 2011. Previous registrations include Ameriprise Financial Services in St. Charles, Indiana (2009-2011); Ameriprise Advisor Services in St. Charles, Indiana (2008-2009); Robert W. Baird & Company in Chicago, Illinois (2002-2008); and UBS Painewebber in Weehawken, New Jersey (1986-2002). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on June 16, 2008; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 23, 1986; Series 3 (National Commodity Futures Examination), which he obtained on July 8, 1986; and Series 7 (General Securities Representative Examination), which he obtained on May 17, 1986. He is a registered broker and investment adviser with two US states (Florida and Illinois) and two self-regulatory organizations (SROs): FINRA and the Nasdaq Stock Market.
According to his BrokerCheck report, Gregory Rusnak has received one customer complaint and one pending customer complaint.
In August 2017 a customer alleged Gregory Rusnak, while employed at Sigma Financial Corporation, recommended unsuitable investments in common and preferred stock products. The customer is seeking more than $384,600 in damages in the pending complaint.
In 2007 a customer alleged Gregory Rusnak, while employed at Robert W. Baird & Company, recommended unsuitable investments and charged excessive commissions. The complaint settled in 2008 for $50,000.
If you or someone you know has complaints regarding Gregory Rusnak, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on a contingency basis: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.