Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that Arizona-based Centaurus Financial broker/adviser Gregory Richards has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Richards (CRD# 1339012).
Gregory Richards has spent 17 years in the securities industry and has been registered with Centaurus Financial in Scottsdale, Arizona since 2011. Previous registrations include Questar Capital Corporation in Sun City, Arizona (2006-2011); USAllianz Securities in Sun City, Arizona (2004-2006); and First American National Securities (1985-1989). He has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on January 10, 2005; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 17, 1985; Series 7 (General Securities Representative Examination), which he obtained on September 27, 2004; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 6, 1985. He is a registered broker and investment adviser with nine US states and territories: Arizona, California, Florida, Iowa, Nevada, South Carolina, Texas, Washington, and Wisconsin.
According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.
In January 2018 a customer alleged Gregory Richards, while employed at recommended unsuitable investments in fixed annuity and real estate security products. The customer is seeking $50,000 in damages in the pending complaint.
In 2008 a customer alleged Gregory Richards, while employed at Questar Capital Corporation, sold all the securities in the account although the customer did not remember giving this instruction. The complaint settled for $11,129.
If you or someone you know has a complaint regarding Gregory Richards, call the attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.