Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 6, 2017 indicate that New York-based American Capital Partners broker Gregg Koch has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Koch (CRD# 2660515).
Gregg Koch has spent 21 years in the securities industry and has been registered with American Capital Partners in Hauppage, New York since 2015. Previous registrations include Joseph Gunnar & Company in Hauppage, New York; American Capital Partners in Medford, New York; Milestone Financial Services in Bohemia, New York; Joseph Gunnar & Company in New York, New York; First Asset management in Garden City, New York; and Redstone Securities in Dallas, Texas. He is a registered broker with 46 US states and territories.
According to his BrokerCheck report, Gregg Koch has received three customer complaints and one pending customer complaint.
In December 2016 a customer alleged Gregg Koch, while employed at Joseph Gunnar & Company, executed excessive trades, churned investments, made unsuitable recommendations, and executed unauthorized trades. The customer is seeking $29,949 in damages in the pending complaint.
In 2011 a customer alleged Gregg Koch, while employed at American Capital Partners and Joseph Gunnar & Company, recommended investments that performed poorly. The complaint settled for $60,000.
In 2009 a customer alleged he, while employed at Joseph Gunnar & Company, misrepresented material facts and made unsuitable investment recommendations. The complaint settled for $175,000.
In 1999 a customer alleged he, while employed at Lew Lieberbaum, recommended unsuitable investments. The complaint settled for $30,000.
If you or someone you know has a complaint regarding Gregg Koch, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.