Greg Gann (CRD#: 2144505), a registered representative with LPL Financial LLC (CRD#: 6413) in Baltimore, Maryland, is currently involved in two pending investor disputes, according to his BrokerCheck record accessed on July 22, 2020. What happened to lead to these disputes? Read on to learn more.
On May 26, 2020, a client filed an investor complaint against Greg Gann. The client alleges that this broker gave poor advice, failed to supervise, and recommended an unsuitable Real Estate Investment Trust (REIT). The activity in question occurred from December 2014 to March 2020. The client is seeking $82,500 in damages. The dispute is pending.
On December 20, 2019, a client alleges that Greg Gann solicited him to invest in Northstar Healthcare REIT and failed to advise them of the risks of the investments and failed to disclose that he received high commissions for selling it. The client further alleges that he engaged in negligent supervision, breached his contract, committed fraud, and made misrepresentations. The client further alleges that he failed to supervise, breached his fiduciary duty, and violated FINRA rules. The client is seeking $52,000 in damages. The matter is pending.
Greg Gann has passed the Series 63 – Uniform Securities Agent State Law Examination, the Series 66 – Uniform Combined State Law Examination, the SIE – Securities Industry Essentials Examination, the Series 31 – Futures Managed Funds Examination, the Series 7 – General Securities Representative Examination, and the Series 6 – Investment Company Products/Variable Contracts Representative Examination. He is both a registered representative and Registered Investment Adviser (RIA) in Maryland and Texas. He is licensed to sell securities in Colorado, Delaware, District of Columbia, Florida, New York, North Carolina, Pennsylvania, Virginia, and Washington.
In addition to LPL Financial LLC (CRD#: 6413) in Baltimore, Maryland, he has also worked for InterSecurities, Inc. (CRD#: 16164) and MML Investors Services, Inc. (CRD#: 10409).
If Greg Gann was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn more about your options for investment loss recovery. Call (877) 238-4175 or email firstname.lastname@example.org for your free case consultation with a securities attorney.