Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 18, 2018 indicate that Florida-based GMS Group Broker Glen Rosenberg has been received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rosenberg (CRD# 2705889).
Glen Rosenberg has spent 13 years in the securities industry and has been registered with The GMS Group in Boca Raton, Florida since 2009. He was previously registered with Park Avenue Securities in Boca Raton, Florida (2002-2006). He has passed three securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on December 11, 2009; Series 7 (General Securities Representative Examination), which he obtained on November 23, 2009; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on January 23, 2002. He is a registered broker with 32 US states and territories: California, Colorado, Connecticut, Delaware, the District of Columbia, Florida, Georgia, Illinois, Kansas, Maine, Maryland, Massachusetts, Michigan, Minnesota, Missouri, Nebraska, Nevada, New Hampshire, New Jersey, New Mexico, New York, North Carolina, North Dakota, Ohio, Pennsylvania, South Carolina, Texas, Utah, Virginia, Washington, West Virginia, and Wisconsin. He is registered with two self-regulatory organizations: FINRA and the Nasdaq Stock Market.
According to his BrokerCheck report, he has received one pending customer complaints.
In March 2018 a customer alleged Glen Rosenberg, while employed at The GMS group, misrepresented material facts regarding investments in Puerto Rico municipal bonds from September 2013 until 2016. The customer is seeking $310,433 in damages in the pending complaint.
If you or someone you know has a complaint regarding Glen Rosenberg, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.