Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Massachusetts-based Raymond James Financial Services broker George Puliafico is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Puliafico (CRD# 1158596).
George Puliafico has spent 34 years in the securities industry and has been registered with Raymond James Financial Services in Walpole, Massachusetts since 1999. Previous registrations include Robert Thomas Securities in St. Petersburg, Florida (1994-1999); Smith Barney Shearson in New York, New York (1993-1994); Lehman Brothers in New York, New York (1986-1993); IDS Marketing Corporation (1984-1986); IDS Financial Services (1984-1986); and First Investors Corporation (1983-1984). He has passed four securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on August 18, 1983; Series 7 (General Securities Representative Examination), which he obtained on November 15, 1986; Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on August 11, 1983; and Series 24 (General Securities Principal Examination), which he obtained on April 22, 1999. He is a registered broker with 18 US states and territories: Arizona, California, Colorado, Connecticut, Delaware, Florida, Maine, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Rhode Island, and Wisconsin.
According to his BrokerCheck report, he has received one pending customer complaint.
In April 2018 a customer alleged George Puliafico, while employed at Raymond James Financial Services, acted negligently, breached his fiduciary duty, acted negligently, and breached contract. The customer is seeking $2,000,000 in damages in the pending complaint.
If you or someone you know has lost money investing with George Puliafico, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.