Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 25, 2016 indicate that New Jersey-based Oppenheimer & Company broker/adviser Gavin Natelli is the subject of a civil judgment or lien. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Natelli (CRD# 2218909).
Gavin Natelli has spent 24 years in the securities industry and has been registered with Oppenheimer & Company in Florham Park, New Jersey since 2014. Previous registrations include Morgan Stanley in Florham Park, New Jersey; Wells Fargo Advisors in Florham Park, New Jersey; UBS Financial Services in Weehawken, New Jersey; Salomon Smith Barney in New York, New York; and Lehman Brothers in New York, New York. He is a registered broker and investment adviser with 19 US states and territories: Arizona, California, Colorado, Connecticut, Delaware, Florida, Illinois, Indiana, Maryland, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Pennsylvania, Puerto Rico, Vermont, and Virginia.
According to his BrokerCheck report, Gavin Natelli has been named in one civil judgment or lien and was discharged from his position at Morgan Stanley.
In January 2016, Morgan Stanley filed a civil judgment or lien totaling $537,384 against Gavin Natelli. The lien remains outstanding.
In 2014, Gavin Natelli was terminated from his position at Morgan Stanley following allegations relating to his “conduct in becoming a beneficiary for a client’s annuity.”
If you or someone you know has lost money investing with Gavin Natelli, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. We accept all cases on contingency: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.