Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 11, 2017 indicate that North Carolina-based Hornor Townsend & Kent broker Gary Hammond has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hammond (CRD# 2660432).
Gary Hammond has spent 21 years in the securities industry and has been registered with Hornor Townsend & Kent in Charlotte, North Carolina since August 2017. Previous registrations include MML Investors Services in Charlotte, North Carolina (2017); MSI Financial Services in Charlotte, North Carolina (2000-2017); Metropolitan Life Insurance Company in Charlotte, North Carolina (2000-2007); Park Avenue Securities in New York, New York (1999-2000); and Guardian Investor Services in New York, New York (1995-1999). He is currently not registered with any US state.
According to his BrokerCheck report, he has received one pending customer complaint and was terminated from a former employer in connection to alleged rule violations.
In August 2017 a customer alleged Gary Hammond, while employed at MSI Financial Services, recommended an unsuitable investment in two variable annuities. The customer is seeking more than $12,600 in damages in the pending complaint.
In April 2017, he was terminated from his position at MML Investors Services “in connection with an internal review relating to violation of company policy as to the handling of a customer complaint and selling away.”
If you or someone you know has complaints regarding Gary Hammond, call the experienced attorneys at Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recover lost funds. All cases are taken on contingency: we only receive payment if and when you collect money. Time to file your claim may be limited, so we suggest you avoid delay. Call 877-238-4175 now to speak to an attorney for free.