Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2019 indicate that former Florida-based LPL Financial broker/adviser Gabriela Trower was recently discharged from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Trower (CRD# 3244048).
Gabriela Trower has spent 18 years in the securities industry and was most recently registered with LPL Financial in Coconut Creek, Florida (2018). Previous registrations include Beta Capital Securities in Miami, Florida (2014-2017); HSBC Securities in Boca Raton, Florida (2012-2014); Hapoalim Securities USA in Aventura, Florida (2011-2012); ES Financial Services in Miami, Florida (2005-2011); Standard New York Securities in New York, New York (2001-2005); Deutsche Banc Alex Brown in New York, New York (2001); and DB Alex Brown in Baltimore, Maryland (2000-2001). She has passed four securities industry examinations: Series 66 (Uniform Combined State Law Examination), which she obtained on March 9, 2015; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on July 7, 2000; SIE (Securities Industry Essentials Examination), which she obtained on October 1, 2018; and Series 7 (General Securities Representative Examination), which she obtained on April 19, 2000. She is currently not registered with any state or firm.
According to her BrokerCheck report, she was recently discharged from her former employer in connection to alleged rule violations.
In December 2018 she was terminated from her position at LPL Financial in connection to allegations she violated firm policy by failing to disclose outside investment accounts.
If you or someone you know has a complaint regarding Gabriela Trower, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be able to recover lost funds. Fitapelli Kurta accepts all cases on contingency: we only get paid if and when you collect money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.