New York-based Stifel Nicolaus broker Francine Frechter, also known as Francine Weiner, is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have a complaint regarding Ms. Frechter (CRD# 1224323).
Francine Frechter has spent 32 years in the securities industry and has been registered with Stifel Nicolaus in Garden City, New York since 2014. Previous registrations include Wells Fargo Advisors in Garden City, New York (2009-2014); Citigroup Global Markets in Garden City, New York (2000-2009); Dean Witter Reynolds in Purchase, New York (1986-2000); and Macpeg Ross O’Connell & Goldaber (1984-1986). She is a registered broker with eleven US states: Arizona, California, Connecticut, Delaware, Florida, New Jersey, New York, Oregon, Pennsylvania, Texas, and Wyoming.
According to her BrokerCheck report, Francine Frechter is the subject of one customer complaint and was discharged from her position at Wells Fargo Advisors.
In 2013 a customer alleged Francine Frechter, while employed at Citigroup Global Markets, made unsuitable investment recommendations and misrepresented material facts related to equity linked securities (ELKS). The complaint settled in March 2016 for $150,000.
In 2013 Francine Frechter was discharged from Wells Fargo Advisors following allegations she recommended a lending product to three clients in contravention of company policy.
If you have complaints regarding or have lost money investing with alleged Francine Frechter, also known as Francine Weiner, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.
This article is based on publicly available information provided by FINRA on April 8, 2016.