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Eugene Gordon Received a Complaint for Executing Unauthorized Transactions

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Eugene Gordon

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 30, 2017 indicate that California-based Morgan Stanley broker/adviser Eugene Gordon has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gordon (CRD# 4744448).

Eugene Gordon has spent 13 years in the securities industry and has been registered with Morgan Stanley in Palo Alto, California since 2009. He was previously registered with Citigroup Global Markets in Palo Alto, California (2004-2009). He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 9, 2004; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 8, 2004; Series 31 (Futures Managed Funds Examination), which he obtained on May 19, 2006; and Series 7 (General Securities Representative Examination), which he obtained on February 20, 2004. He is a registered broker and investment adviser with 20 US states and territories: Arizona, California, Colorado, Connecticut, Florida, Hawaii, Idaho, Illinois, Indiana, Massachusetts, Michigan, Minnesota, Nevada, New Mexico, New York, North Carolina, South Carolina, Texas, Virginia, and Washington. He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.

According to his BrokerCheck report, he has received one customer complaint and one pending customer complaint.

In October 2017 a customer alleged Eugene Gordon, while employed at Morgan Stanley, executed unauthorized transactions. The customer is seeking $1,938,188 in damages in the pending complaint.

In 2014 a customer alleged Eugene Gordon, while employed at Morgan Stanley Smith Barney, breached his fiduciary duty and provided incorrect retirement advice. The complaint, from which he was dismissed, resulted in an award to the customer of $325,526.

If you have lost money investing with Eugene Gordon, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited by law, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.