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Customer Alleges HD Vest’s Erin Verespy Misappropriated Funds

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Erin VerespyPublicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that Connecticut-based HD Vest Investment Services broker/adviser Erin Verespy has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Verespy (CRD# 2727866).

Erin Verespy has spent 22 years in the securities industry and has been registered with HD Vest Investment Services in Trumbull, Connecticut since 1998. Previous registrations include BankBoston Investor Services in Boston, Massachusetts (1997-1998) and HD Vest Investment Services in Irving, Texas (1996-1997). She has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on December 7, 1999; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on April 19, 1996; Series 7 (General Securities Representative Examination), which she obtained on January 20, 1998; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on July 12, 1996. She is a registered broker and investment adviser with five US states: Connecticut, Florida, Massachusetts, New Jersey, and New York. She is registered with one self-regulatory organization: FINRA.

According to her BrokerCheck report, she has received one pending customer complaint.

In January 2018 a customer alleged Erin Verespy, while employed at HD Vest Investment Services, “misused and misappropriated” the customer’s funds “in her capacity as bookkeeper and financial advisor.” The customer is seeking $600,000 in damages in the pending complaint.

If you or someone you know has lost money investing with Erin Verespy, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.