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Eric Weschke: $200,000 Complaint Against Kalos Rep

Eric WeschkePublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that New York-based Kalos Capital broker/adviser Eric Weschke has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weschke (CRD# 2486324).

Eric Weschke has spent 20 years in the securities industry and has been registered with Kalos Capital in Setauket, New York since 2011. Previous registrations include Harrison Douglas in Aurora, Colorado (2011); Alternative Wealth Strategies in Setauket, New York (2007-2011); Equity Services in Montpelier, Vermont (2003-2004); Self Trading Securities in Austin, Texas (2000-2002); and Tasin & Company in Hauppage, New York (1994-2000). He has passed six securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on November 2, 2007; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 1, 1994; SIE (Securities Industry Essentials Examination), which he obtained on October 1, 2018; Series 7 (General Securities Representative Examination), which he obtained on October 8, 2007; Series 55 (Limited Representative-Equity Trader Exam), which he obtained on May 24, 2001; and Series 24 (General Securities Principal Examination), which he obtained on May 3, 1997. He is a registered broker and investment adviser with six US states: Arizona, Florida, New Mexico, New York, South Carolina, and Virginia.

According to his BrokerCheck report, he has received nine customer complaints and two pending customer complaints.

In 2019 a customer alleged Eric Weschke, while employed at Kalos Capital, breached his fiduciary duty and recommended unsuitable investments. The customer is seeking $200,000 in damages in the pending complaint.

In February 2019 a customer alleged Eric Weschke, while employed at Kalos Capital, recommended unsuitable investments, breached his fiduciary duty, and failed in his supervisory duties. The customer is seeking unspecified damages in the pending complaint.

In 2002 a customer alleged Eric Weschke, while employed at Self Trading Securities, committed fraud and deceit, acted negligently, breached his fiduciary duty, breached contract, misrepresented material facts, made unsuitable investment recommendations, and churned investments. The complaint settled for $30,000.

In 1999 a customer alleged he, while employed at Tasin & Company, made unsuitable investment recommendations, committed fraud, acted negligently, and executed unauthorized trades. The complaint settled for $50,000.

In 1998 a customer alleged he, while employed at Tasin & Company, committed fraud and made unsuitable recommendations including the use of margin. The complaint settled for $52,500.

In 1998 a customer alleged he, while employed at Tasin & Company, made unsuitable and aggressive investments. The complaint settled for $33,998.

In 1998 a customer alleged he, while employed at Tasin & Company, recommended speculative securities. The complaint settled for $25,000.

If you or someone you know has a complaint regarding Eric Weschke, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup lost funds. Fitapelli Kurta accepts every case on contingency: we only get paid if and when you collect money. Time to file your claim may be limited, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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