Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 18, 2017 indicate that Wisconsin-based Cambridge Investment Research broker/adviser Eric Wegner has been the subject of several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Wegner (CRD# 2044977).
Eric Wegner has spent seventeen years in the securities industry and has been registered with Cambridge Investment Research in Delafield, Wisconsin since 2013. Previous registrations include Sigma Financial Corporation in Minneapolis, Minnesota; QA3 Financial Corporation in Burnsville, Minnesota; Sammons Securities Company in Burnsville, Minnesota; FFP Securities in Chesterfield, Missouri; and Allstate Financial Services in Lincoln, Nebraska. He has passed four securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination); Series 63 (Uniform Securities Agent State Law Examination); Series 7 (General Securities Representative Examination); Series 6 (Investment Company Products/Variable Contracts Representative Examination). He is a registered broker and investment adviser with four US states: Arizona, Minnesota, Nevada and Wisconsin.
According to his BrokerCheck report, he has received four customer complaints.
In 2015 a customer alleged, while employed at Sammons Securities, Eric Wegner misrepresented material facts and breached his fiduciary duty. The complaint settled for $49,000.
In 2013 a customer alleged, while employed at Sammons Securities Company, Eric Wegner misrepresented material facts acted negligently, omitted material facts, and breached his fiduciary duty, in connection to investments in tenant-in-common (TIC) securities. The complaint settled for $250,000.
In 2013 a customer alleged, while employed at Sammons Securities Company, Eric Wegner acted negligently, breached his fiduciary duty, and made misrepresentations of material facts. The complaint settled for $295,000.
In 2011 a customer alleged, while employed at Sammons Securities Company, he made unsuitable recommendations. The complaint settled for $302,500.
If you have complaints regarding Eric Wegner, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on a contingency basis: Fitapelli Kurta only receives payment if and when you recover money. You may have a limited window by law to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.