Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 10, 2018 indicate that Georgia-based Ameriprise Financial Services broker/adviser Eric Stuckey has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stuckey (CRD# 2445666).
Eric Stuckey has spent 24 years in the securities industry and has been registered with Ameriprise Financial Services in Suwanee, Georgia since January 2018. Previous registrations include Invest Financial Corporation in Suwanee, Georgia (2009-2018); Royal Alliance Associates in Suwanee, Georgia (1996-2009); and Dean Witter Reynolds in Purchase, New York (1994-1996). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on July 18, 2014; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on February 25, 1994; Series 31 (Futures Managed Funds Examination), which he obtained on March 4, 1994; Series 7 (General Securities Representative Examination), which he obtained on February 17, 1994; and Series 24 (General Securities Principal Examination), which he obtained on May 15, 2003. He is a registered broker with 20 US states and territories.
According to his BrokerCheck report, he has received two customer complaints, one pending customer complaint, and two customer complaints that were closed or denied.
In May 2018 a customer alleged Eric Stuckey, while employed at Invest Financial Corporation, recommended unsuitable products, misrepresented material facts, and failed to disclose certain risks in the recommended investments. The customer is seeking in excess of $220,000 in damages in the pending complaint.
In January 2018 a customer alleged Eric Stuckey, while employed at Invest Financial Corporation, placed sub-account assets in unsuitable high-risk funds. The complaint settled in May 2018 for $25,000.
In 2016 a customer alleged Eric Stuckey, while employed at Invest Financial Corporation, concentrated the portfolio in three energy sector investments and employed an “inappropriate market timing strategy.” The complaint settled for $14,750.
In 2015 a customer alleged he, while employed at Invest Financial Corporation, recommended unsuitable investments. The customer sought unspecified damages in the complaint, which was denied.
In 2008 a customer alleged he, while employed at Royal Alliance Associates, recommended unsuitable investments. The customer sought unspecified damages in the complaint, which was closed.
If you or someone you know has lost money investing with Eric Stuckey, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.