Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 22, 2018 indicate that South Carolina-based Capital Investment Group broker Edward Sabo was recently discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Sabo (CRD# 3241060).
Edward Sabo has spent 18 years in the securities industry and has been registered with Capital Investment Group in Murrells Inlet, South Carolina since December 2016. Previous registrations include Raymond James Financial Services Murrells Inlet, South Carolina (2012-2016); Wells Fargo Advisors Murrells Inlet, South Carolina (2004-2012); Linsco/Private Ledger Corporation in Boston, Massachusetts (2004); Wachovia Securities in St. Louis, Missouri (2000-2004); and Pruco Securities Corporation in Newark, New Jersey (1999-2000). He has passed six securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 17, 2000; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on June 14, 1999; Series 31 (Futures Managed Funds Examination), which he obtained on November 11, 2002; Series 7 (General Securities Representative Examination), which he obtained on June 18, 1999; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on July 26, 2012; and Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on June 26, 2012. He is a registered broker and investment adviser with nine US states: California, Florida, Georgia, Michigan, North Carolina, Pennsylvania, South Carolina, Texas and Virginia.
According to his BrokerCheck report, he has received two denied customer complaints and was terminated from a former employer.
In 2016 he was terminated from his position at Raymond James Financial Services following allegations he posted on an investment-related website without receiving approval from the firm.
In 2008 a customer alleged Edward Sabo, while employed at Wachovia Securities, recommended unsuitably risky investments. The customer sought unspecified damages in the complaint, which was denied.
In 2008 a customer alleged Edward Sabo, while employed at Wachovia Securities, failed to follow his requests. The customer sought $52,000 in damages in the complaint, which was denied.
If you have complaints regarding Edward Sabo, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be entitled to recoup your losses. All cases are taken on contingency: we only receive payment if and when you recover money. You may have a limited window to file your complaint, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.