Deborah DeckmanPublicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that former Delaware-based Spire Securities broker/adviser Deborah Deckman, who is currently an investment adviser registered with Thayer Partners in Pennsylvania, recently resigned from her former broker-dealer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Deckman (CRD# 5421483).
Deborah Deckman has spent more than ten years in the securities industry and been registered with Thayer Partners in West Grove, Pennsylvania since June 2018. Previous registrations include Lovett Advisors in Wilmington, Delaware (2016-2018); Almanack Investment Partners in Wilmington, Delaware (2016); Spire Wealth Management in Wilmington, Delaware (2015-2016); Spire Securities in Wilmington, Delaware (2015-2016); and Commonwealth Financial Network in Braintree, Massachusetts (2008-2014). She has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which she obtained on August 7, 2015; Series 63 (Uniform Securities Agent State Law Examination), which she obtained on May 2, 2008; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which she obtained on April 14, 2008. She is currently not registered as a broker with any state or firm.
According to her BrokerCheck report, she recently resigned from a former employer in connection to alleged rule violations and has received two customer disputes that resulted in undetermined dispositions.
In May 2018 a customer alleged Deborah Deckman, while employed at Lovett Financial Advsiors, mishandled clients’ “investment objective” and “final affairs.” The disclosure notes that the complaint’s disposition is “to be determined.”
In May 2018 a customer alleged Deborah Deckman, while employed at Lovett Financial Advsiors, executed unauthorized trades. The disclosure notes that the complaint’s disposition is “to be determined.”
In January 2018 she was “permitted to resign” from her position at Lovett Advisors following unspecified allegations.
If you or someone you know has lost money investing with Deborah Deckman, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.