Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 19, 2018 indicate that Nebraska-based MML Investors Services broker David Sundberg has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sundberg (CRD# 1450187).
David Sundberg has spent 31 years in the securities industry and has been registered with MML Investors Services in Lincoln, Nebraska since 1986. He has no previous registrations. He has passed two securities industry examinations: Series 63 (Uniform Securities Agent State Law Examination), which he obtained on July 28, 2014, and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on December 6, 1986. He is a registered broker with five US states: California, Georgia, Iowa, Massachusetts, and Nebraska.
According to his BrokerCheck report, he has received three pending customer complaints.
In March 2018 a customer alleged David Sundberg, while employed at MML Investors Services, sold her a variable annuity and erroneously indicated that there would not be adverse tax consequences incurred if she exchanged 1035 life insurance policies into it. The customer is seeking unspecified damages in the pending complaint.
In March 2018 a customer alleged David Sundberg, while employed at MML Investors Services, inaccurately indicated that there would be no adverse tax consequences resulting from 1035 exchanging life insurance policies into an annuity sold in 2017. The customer is seeking unspecified damages in the pending complaint.
In March 2018 a customer alleged David Sundberg, while employed at MML Investors Services, errokneously told him that there would not be tax consequences when he converted his whole life insurance policies into a variable annuity in 2017. The customer is seeking unspecified damages in the pending complaint.
If you or someone you know has lost money investing with David Sundberg, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.