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David Ross Discharged Following Outside Business Activity Allegations

 David RossPublicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 5, 2016 indicate that former Tennessee-based Woodbury Financial Services broker David Ross is currently not licensed to act as a broker or investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ross (CRD# 3021782).

David Ross has spent 18 years in the securities industry and was most recently registered with Woodbury Financial Services in Murfreesboro, Tennessee (2010-2016). Previous registrations include Signator Investors in Murfreesboro, Tennessee (2000-2010); Hornor Townsend & Kent in Horsham, Pennsylvania (1999-2000); and Pruco Securities in Newark, New Jersey (1998-1999). He is currently not registered with any state or firm.

According to his BrokerCheck report, David Ross has received one customer complaint and six judgments or liens, and was discharged from his position at Woodbury Financial Services.

In April 2016, David Ross was discharged from his position at Woodbury Financial Services following allegations he failed to disclose an outside business activity, accepted loans from firm clients, and committed other violations of firm policy.

In 2014, the Internal Revenue Service filed a tax lien totaling $60,559.63 against David Ross. The lien remains outstanding.

In 2013, the Internal Revenue Service filed a tax lien totaling $74,653.83 against David Ross. The lien remains outstanding.

In 2012, the Internal Revenue Service filed a tax lien totaling $61,822.14 against David Ross. The lien remains outstanding.

In 2012, the Internal Revenue Service filed a tax lien totaling $16,649.54 against David Ross. The lien remains outstanding.

In 2012, the Internal Revenue Service filed a tax lien totaling $19,660.71 against David Ross. The lien remains outstanding.

In 2012, the Internal Revenue Service filed a tax lien totaling $37,878.70 against David Ross. The lien remains outstanding.

In 2006, a customer alleged David Ross, while employed at Signator Investors, executed unauthorized trades. The complaint settled in 2007 for $32,849, to which Mr. Ross individually contributed $23,849.

If you have complaints regarding David Ross, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. Fitapelli Kurta takes every case on a contingency basis, which means Fitapelli Kurta only gets paid if and when you collect money. By law there may be a limited window to file your claim, so we recommend you avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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